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- Info
Individual vs. Financial Institution operating in Spain
Case overview
| Date filed |
10
July
2012
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| Current status |
Rechazado
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| Issue |
Preferential stocks in Spain
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| Summary of the case |
In July 2012 the Spanish NCP received 15 requests for review from an individual alleging that several financial institutions had breached the consumer interests provisions of the Guidelines in Spain. Specifically it was alleged that the financial institutions did not provide all relevant information to their clients before the sale of complex financial products. |
| Developments/Outcome |
After completing an initial assessment, the NCP concluded the specific instance because all the issues at stake were being dealt with by the relevant national authorities.
However in 2015 the individual has renewed their request for the NCP's assistance and the NCP is currently analysing whether this request merits further consideration. |
| Relevant OECD Guidelines |
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| Case keywords |
Sector financiero
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NCP Information
Complainant
Company Information
Timeline of developments
| Date |
Actor |
Action |
Description |
Document |
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10
July
2012
|
National Contact Point Spain |
desestimar |
After completing an initial assessment, the NCP concluded the specific instance because all the issues at stake were being dealt with by the relevant national authorities.
However in 2015 the individual has renewed their request for the NCP's assistance and the NCP is currently analysing whether this request merits further consideration. |
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